Thursday 24 October 2013

REGIONALISM & REGIONAL INTEGRATION- LECTURE



REGIONALISM & 
    REGIONAL INTEGRATION

CONCEPT CLARIFICATION –REGIONALISM

·    Regionalism is a term used in international relations.
·    Regionalism also constitutes one of the three constituents of the international commercial system (along with multilateralism and unilateralism).[1]
·    It refers to the expression of a common sense of identity and purpose combined with the creation and implementation of institutions that express a particular identity and shape collective action within a geographical region.
·    The first coherent regional initiatives began in the 1950s and 1960, but they accomplish little, except in Western Europe with the establishment of the European Communities.
·    Some analysts call these initiatives "old regionalism".[1]
·    In the late 1980s, a new bout of regional integration (also called "new regionalism") began and still continues.
·    A new wave of political initiatives prompting regional integration took place worldwide during the last two decades,
while, in international trade, after the failure of the Doha round, regional and bilateral trade deals have mushroomed.[2]
·    The European Union can be classified as a result of regionalism.
·    The idea that lies behind this increased regional identity is that as a region becomes more economically integrated, it will necessarily become politically integrated as well.
·    The European example is especially valid in this light, as the European Union as a political body grew out of more than 40 years of economic integration within Europe.
·    The precursor to the EU, the European Economic Community (EEC) was entirely an economic entity.
·    Joseph Nye defined international region "as a limited number of states linked by a geographical relationship and by a degree of mutual interdependence", and (international) regionalism as "the formation of interstate associations or groupings on the basis of regions".[3]
·    Ernst B. Haas, stressed the need to distinguish the notions of regional cooperation, regional system, regional organization and regional integration and regionalism.[4]
·    [7] The region as a unit of analysis became important not only in the Cold War context, but also as a result of the self-consciousness of regions themselves.[8] Because of the subsequent demands by states that had already made heavy political investments in regional arrangements such as the Inter-American System, the Commonwealth and the Arab League, regionalism made its appearance even in the finalized UN Charter.[a]
·    In 1951 in Paris France, West Germany, Italy, Belgium, Luxembourg and the Netherlands established the European Coal and Steel Community (ECSC) to pool the steel and coal resources of its member-states. The same states established on March 25, 1957 by the signing of the Treaty of Rome the European Atomic Energy Community and the European Economic Community, most important of two European Communities.

      FUNCTIONALISM THEORY
·    David Mitrany’s theory of Functionalism greatly influenced Contemporary Integration Theorists.
·    He suggested that the growing complexity of governmental systems had increased greatly the essentially technical,non political tasks facing governments.
·    Such tasks not only created a demand for highly trained specialists at the national level, but also contributed to essentially technical problems at the international level, who solutions lies in collaboration among technians rather than political elites.
·    The growth in importance of technical issues in the 20th century is said to have made necessary the creation of frameworks for international coperation. Such functional Organizations could be expected to expand both in their numbers and in scope as the technical problems confronting mankind grew both in immensity and magnitude.
·    For the functionalist, what is technical or functional is deemed to be political. To move from a political to a technical framework is to limit drastically or even to eliminate the potential for conflict.
·    Hence functionalist emphasis is on the progressive restriction of the role of political actors in favour of the technician.
·    Functionalism is based upon the hypothesis that national loyalties can be diffused and redirected into a framework for international cooperation in place of national competition and war. 
·    Because the State is inadequate for solving many problems because of the interdependent nature of the modern world, the obvious answer is said to lie in international organizations and perhaps eventually in more tightly knit management and resolution of technical issues at the regional or global levels.
·    In Mitrany’s theory there is a doctrine of “ramification”, whereby the development of collaboration in one technical field leads to collaboration in other technical fields.
·    Functional collaboration in one sector results from a felt need and generates a felt need for functional collaboration in another sector.
·    The effort to create a common market for example gives rise to pressure for further collaboration on pricing, investment,
transport insurance, tax,wage, social security, banking monetary policies.
·    Mitrany assumed that functional activity could reorient interational activity and contribute to world peace.
·    Eventually, such collaboration would encroach upon and even absorb the political sector.”Economic unification would build up the foundation for political agreement”.
·    His basic strategy was to shift attention to supposedly noncontroversial technical problems.
·    As an alternative to conflict, Mitrany suggested the gradual creation of a transnational web of economic and social organizations and the remoulding of attitudes and allegiances to make the masses of people more amenable to international integration.
·    Functionalism was reconciliable with democratic political theory.
·    Functionalism is based upon the most characteristic idea of modern democratic – liberal philosophy that which leaves the individual free to enter into a variety of relationships- religious, political and professional,  social and cultural- each of which may take the individual in different directions and dimensions and into different groupings some of them of international range.
·    Each of us is in fact a ‘bundle’ of functional loyalties so that to build a world community upon that liberal conception is merely to extend and consolidate it also between national societies and groups.
David Mitrany, A Working Peace                                       System (1966)
------------------“The Functional Approach to World Organization” (1948)
------------------“International Cooperation in Action”(1959)
REGIONALISM & GLOBALIZATION
v     For all the talk of Globalization, Many indicators of globalization for example, (trade, foreign direct investments, international institutions) are directed at regional Partners.
v     In essence, economic and political activities increasingly cluster in regional patterns.
v     Three regions (Western Europe, North America and East Asia) constitute the most important zones of global economic integration.
v     There are other regions of importance for example, Southern Africa, Central Europe, Middle East, the Pacific Rim, South America, and sub-regional economic zones like the Greater South China Economic Zone( Hong Kong, Macao,Guandon,Fujian Provinces, Taiwan) and the Growth Triangle including Singapore, Batam Island in Indonesia and Johor Province in Malaysia.

DEFINITIONS OF REGIONAL INTEGRATION
In his book, International Regions and the International System, Bruce Russett proposed three criteria for the definition of regions:
v     First way of Defining Regions
Physical Proximity and separateness
Spatial Definitions of regions are not enough.
v     Second Way of Defining Regions
Is to ask the question, how interconnected / Interdependent a set of entities is, especially in economic terms. Do countries in Latin America, Europe or South Asia have high levels of economic transactions in trade, production of goods, tourism, labour flows etc.A region in this sense is a zone where there is a high density of economic transactions relative to other units.
v     The Third way of defining or identifying regions is Homogeneity .A large number of variables fit within this framework: similarity of values, of economic systems, of political systems, of way of life, of level of economic development and so on





INTEGRATION AS A PROCESS AND CONDITION


v     Ernst Haas defines integration as a Process “whereby political actors in several distinct national settings are persuaded to shift their loyalties, expectations, and political activities toward a new centre, whose institutions possess or demand jurisdiction over the preexisting national States”.
v      In another article, Haas conceives of integration as “referring exclusively to a process that links a given concrete international system with a dimly discernible future concrete system…”
v     Amitai Etzioni asserts that the possession by a political community of effective control over the use of the means of violence represents one criterion by which its level of integration is measured.
v     Such a community has a centre of decision making that allocates resources and rewards and forms the dominant focus of political identification for a large majority of politically citizens.
v     In Etzioni’s theory, political unification is the process whereby political integration as a condition is achieved. Unification increases or strengthens the bonds among the units which form a system.
v     Leone.N.Lindberg in his work on the European Community, defines integration as “(1) the processes whereby nations fore go the desire and ability to conduct foreign and key domestic policies independently of each other, seeking instead to make joint decisions or to delegate the decision making process to new central organs, and
   

  (2) The process whereby political actors in
     Several distinct settings are persuaded to
    Shift their expectations and political   
     Activities to a new centre.
v  Lindberg viewed political integration as part of a broader process of international integration in which larger groupings emerge or are created among Nations without the use of violence and in which there is joint participation in regularized, on going decision making.
v  Karl.W.Deutsch refers to political integration as a process that may lead to
    A condition in which a group of people
    Has attained within a territory a sense of
   Community and of institutions and practices strong enough to assure, for a long time, dependable expectations of peaceful change among its population.
v     Deutsch suggests that integration is a matter of fact, not of time.
v     Johan Galtung defines integration as the process whereby two or more actors form a new actor. When the process is completed, the actors are said to be integrated.

Galtung sketches several models designed to establish conditions for integration:-
v     First, integration may be viewed as value integration. Here there are 2 models.( 1). An Egalitarian model-
               This provides for the integration of values in the sense that actors have ‘coinciding interests’
             (2). the hierarchical model, this includes the integration of values which are arranged so that dilemmas and conflicts can be resolved by choosing the value highest in the hierarchy.
v     Second category of conditions, Galtung conceptualizes integration as actor-integration. There are 2 Models here too:-
1.         Increasing similarity model- This is a model in which integration consists of increasing similarity among actors in rank, demographic composition, and economic and political structure. Similarity is viewed as homology.
2.         The interdependence model. Integration is a process by which cultural, political, and economic interdependence between actors is increased. Actors become linked to such an extent that what harms one actor injures the other.
       A third category provides for integration as exchanges between parts and whole. Here there are 2 models:-
          1. The Loyalty model. Under this model,
              Integration develops and endures so
             long as the unit is supported by its   
             component parts. Support forms an  
             input such as acts of allegiance or the  
             allocation of resources from the parts  
             To the whole.
2.          The allocation model. In this model, the existence of the integrated unit depends upon its ability to offer outputs to its parts. Such outputs include a nation providing a sense of identity to individuals, ensuring protection from enemies, or furnishing economic gains such as markets and high living standards.

·    In itself, none of these conditions is necessary and sufficient for integration.
·    Integration is a process in which great importance is attached both to the constituent actors and their environment.

*                 In contrast to the more comparative focus of Deutsch and Etzioni, the work of Enst Haas deals with specific cases, which Haas analyzes with the use of an elaborate theoretical framework.

*                 In his work on the European Coal & Steel Community, Haas postulates that the decision to proceed with integration, or to oppose it, depends upon the expectations of gain or loss held by major groups within the unit to be integrated.

*                 Haas assumes that integration proceeds as a result of the work of relevant elites in the governmental and private sectors, who support integration for essentially pragmatic rather than altruistic reasons. Elites having expectations of gain from activity within a supranational organizational framework are likely to seek out similarly minded elites across national frontiers.

*                 Haas attempts to refine functionalist theory of integration. Haas postulates that power is not separable from welfare. Haas advances the proposition that “functionally specific international programmes, if organizationally separated from diffuse orientations, maximize both welfare and integration”

*                 Crucial to integration is the “gradual politicization of the actors’ purposes which were initially considered ‘technical’ or ‘noncontroversial’.

*                 It must be noted that central to Haas’s work is the concept of spill over or what Mitrany called the doctrine of ramification. In his examination of the European Coal & Steel Community (ECSC), Haas found that among European Elites directly concerned with coal and steel, there were relatively few persons who were initially strong supporters of the ECSC.
*       Only after the ECSC had been in operation for several years did the bulk of leaders in trade unions and political parties become proponents of the Community.
*       Earlier decisions spill over into new functional contexts, involve more and more people, call for more and more interbureaucratic contact and consultations.

                      ALLIANCES
*                 The concept of Alliance is a derivative of Strategic thinking and a function of the balance of power operating within a multiple-state system.
*                 Indeed, Alliances constitute one of the different methods of the balance of power in International Relations. The other methods are (i) Divide & Rule
                       (ii) Compensations
                       (iii) Armaments
*       The general nature of Alliances is illustrated by two Nations A and B, competing with each other. They have three choices in order to maintain and improve their relative power positions:

    (i) They can increase their own 
      Power – By embarking on                      
                      Armaments race.
   (ii) They can add to their own Power     
           The power of other Nations
             – Policy of Alliances
   (iii) They can withhold the Power of other
             Nations from the adversary
- Policy of Alliances.

*       Not every community of interests, calling for common policies and actions, also calls for legal codification in an explicit alliance.
*       On the other hand, an alliance requires as of necessity a community of interests for its foundation.
*       One may then ask under what conditions, does an existing community of interests require the explicit formulation of an alliance? What is it that an alliance adds to the existing community of interests? 
*       An alliance adds precision, especially in the form of limitation, to an existing community of interests and to the general policies and concrete measures serving them. The interests nations have in common are not typically so precise and limited as to geographic region, objective, and appropriate policies.
*       The typical interests which unite two nations against a third are both more definite as concerns the determination of the enemy and less precise as concerns the objectives to be sought and the policies to be pursued.
*       Not every community of interests calling for co-operation between two or more nations requires that the terms of this cooperation be specified through the legal stipulations of a treaty of alliance.
*       It is only when the common interests are inchoate in terms of policy and action that a treaty of alliance is required to make them explicit and operative.




OTHER DEFINITIONS OF THE CONCEPT OF ALLIANCES

*       Alliances are a necessary function of the balance of power operating within a multiple State system. States in such a system that consider themselves weak tend to align with relatively stronger States in the system in order to check any preponderant power from attacking them.
*       A Nation will shun alliances if it considers itself strong enough to hold its own unaided, similarly a Nation places less emphasis on alliances if its estimation of costs being committed to the alliance outweighs the envisaged advantages.
*       Alliance formation is of definite nature and purpose. As a case in point; the definite nature and purposes of NATO and Warsaw Pact are observable in the treaties establishing them.
*       The term alliances tends to refer to a conditional commitment of a political or military sort exchanged by several States and directed at some specified though unnamed State.
*       A typical alliance qualifies to be described as strategic and significant at the same time if it is observed that it attempts to transform a small fraction of the total interests of the contracting parties into common policies and measures.
*       There seems to exist a correlation between the permanency of an alliance and the limited character of the interests it serves.
*       As offered by Hans Morgenthau, that those interests referred to above, as well as the alliances expressing them and the policies serving them, can be distinguished in four different ways;
(i)                 According to their intrinsic nature and relationship,
(ii)             The distribution of benefits and power,
(iii)         Their coverage in relation to the total interests of the nations concerned,
(iv)          Their coverage in terms of time and their effectiveness in terms of common policies and actions.

*                 The reason for making and breaking alliances define the main conditions of their cohesion.
*                 Alliances tend to weaken if the costs, when weighed along with the benefits, fall unevenly on the major Parties.
*                 Alliances tend to weaken if there are differences among members on policies to be pursued to the third party. Similarly, alliances tend to weaken if the perception of the enemy changes between the major parties to the alliance.
*                 George Liska says that “if allies are to stay together despite setbacks, the grounds for alliance must be rationalized” and that what performs this function of rationalization is ideology.
*                 A typical alliance ideology will define the basis and by implications, the limits of alliance solidarity. Beyond that, alliance ideology tends to merge with the rationalization of the struggle that brought it about.
*                 Consultations and Compromise are other elements observed as germane to alliance cohesion. The value of consultation in and of itself can be great if consultation affirms the internal constitution of the alliance, as one of equality and solidarity among allies.

David.V.Edwards’s general propositions on Alliances:

(i)                 States will form alliance when they confront a new and threatening change in the military situation and the dominant power among them seeks new ways to maintain its position over its allies in the face of tendencies toward the decline of each.
(ii)             The dominant power seeks new ways to maintain its position of strength in confronting the adversary.
(iii)         The dominant power seeks new ways to maintain the position of influence over its allies in the face of tendencies toward its decline.

General Propositions on Strategic Significance of Alliances

*                 Alliances have lost their significance altogether. A French theorist, General Gallois, has argued for example that nuclear weapons have made alliance obsolete.
*                 Faced with the risk of total destruction, no nations will jeopardize its survival for another.
*                 Alliances now differ in large respects namely, that Political goals have superceded military
*                 The relative power and the number of participant States have altered.
*                 The end of the cold war had signaled the end of ideology.
*                 The determination of the major powers to avoid war caused a qualitative change in international relations.
*                 This expectation that war can be avoided makes the primary purpose of alliance- deterrence of war rather than preparation for its conduct.




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